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. 2019 Aug;169(4):608-618.
doi: 10.1002/ajpa.23863. Epub 2019 May 29.

An index of Chinese surname distribution and its implications for population dynamics

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An index of Chinese surname distribution and its implications for population dynamics

Jiawei Chen et al. Am J Phys Anthropol. 2019 Aug.

Abstract

Objective: We propose an index to characterize the key feature of Chinese surname distributions and investigate its implications for population structure and dynamics.

Materials and methods: The surname dataset was obtained from the National Citizen Identity Information Center, which contains 1.28 billion Chinese citizens enrolled in 2007, excluding those of Hong Kong, Macao, and Taiwan. An index, the coverage ratio of stretched exponential distribution (CRSED), is proposed based on the crossover point of stretched exponential truncated power-law distribution, where the stretched exponential term and the power-law term contribute equally. We use multidimensional scaling technique to demonstrate the dependence of the similarity of one prefecture to the others on the CRSED.

Results: The CRSEDs of 362 prefectures exhibit an uneven distribution. The consistency of this index is evident by strong positive correlations of CRSEDs at the three administrative levels. This new index has a strong negative correlation with the proportion of the rare surnames. The prefectures with similar CRSEDs tend to adjoin each other on the administrative map, resulting in several distinct regions, each of which shares similar terrain features or historical migrations. The prefectures with lower CRSEDs are more dissimilar to the other prefectures, while the ones with higher CRSEDs are more similar to the others.

Discussion: The population dynamics of the prefectures with higher CRSEDs are more likely dominated by migratory movements, the dominant evolutionary forces of the prefectures with lower CRSEDs can be attributed to drift and mutation.

Keywords: isonomy; migration; population dynamics; surname distance; surname distribution.

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Figures

Figure 1
Figure 1
The surname distribution of two typical prefectures. (a) The cumulative distribution functions (CDFs) of surnames of Nanjing and Guangzhou. (b) Normalized CDF of Nanjing and Guangzhou with n divided by n0, respectively
Figure 2
Figure 2
The CRSEDs for the 362 prefectures. (a) The scatter plot of n0 versus CRSED. (b) The histogram of the CRSEDs. (c) The scatter plot of CRSED versus R, which represents the proportion of all the people whose surnames fall into the domain of stretched exponential form to the entire population. CRSED, coverage ratio of stretched exponential distribution
Figure 3
Figure 3
The fitted parameters for the 362 prefectures. (a) The correlation between n0 and cutoff size c. The dashed line represents that n0 = c. (b) The correlation between CRSED and power exponent b. (c) The correlation between CRSED and stretch exponent d. CRSED, coverage ratio of stretched exponential distribution
Figure 4
Figure 4
The correlation between CRSED and some other indexes. (a) The scatter plot of CRSED versus I. (b) The scatter plot of CRSED versus S/N. (c) The scatter plot of CRSED versus H1, H2, and H10. The red triangles represent the high rarity level of surname H1, the green squares represent the median rarity level H2, and the blue circles represent the low rarity level H10. CRSED, coverage ratio of stretched exponential distribution
Figure 5
Figure 5
The CRSEDs at the province level and the county level. (a) The CRSED histogram of 31 provinces. (b) The logarithmic scatter plot of the CRSED of a province versus the average CRSED of prefectures within the corresponding province. The four points on the diagonal line are the special administrate divisions. (c) the CRSED histogram of 2,832 counties. (d) The logarithmic scatter plot of the CRSED of a prefecture versus the average CRSED of counties within the corresponding prefecture. CRSED, coverage ratio of stretched exponential distribution
Figure 6
Figure 6
The geographic representation of the CRSEDs for 362 prefectures. CRSED, coverage ratio of stretched exponential distribution
Figure 7
Figure 7
Nei's distance among the 362 prefectures. (a) The 362 prefectures in a two‐dimensional space obtained by multidimensional scaling technique based on Nei's distance. The 35 prefectures that have more than 60% ethnic minorities are marked in gray. (b) The frequency distributions of the pooled Nei's distances for Groups I, II, III, and IV, respectively

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